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LEGAL AND REGULATORY ADVICE

UK Regulatory regime including; UK regulatory changes, obtaining authorisation, European passporting,

FINANCIAL SERVICES LAW & REGULATION

 

I specialise in assisting clients, including other law firms, who seek detailed legal and regulatory advice on:

 

  • Compliance with the United Kingdom’s Financial Services and Markets Act regime

  • Impact of European legislation including the Markets in Financial Instruments Directive (MiFID)

 

With over 35 years of experience advising clients on legal and regulatory matters, my business goals are to:

 

  • Translate vision and strategy into practical operational performance across organisations

  • Implement strategic regulatory initiatives

  • Communicate compliance objectives

  • Provide feedback to senior management

CONTACT US

24 Harvesters

Jersey Farm
St Albans
Herts. AL4 9QU

UK


Tel: +44 (0) 1727 859 434

Mobile: +44 (0) 7802 865 326

info@sabalot.com

- E-commerce and FinTech regulatory matters

- Post-Brexit changes to UK Law and Regulation

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