Tel: +44 (0) 1727 859 434
Mobile: +44 (0) 7802 865 326
E-mail: info@sabalot.com
LEGAL AND REGULATORY ADVICE
UK Regulatory regime including; UK regulatory changes, obtaining authorisation, European passporting,
FINANCIAL SERVICES LAW & REGULATION
I specialise in assisting clients, including other law firms, who seek detailed legal and regulatory advice on:
-
Compliance with the United Kingdom’s Financial Services and Markets Act regime
-
Impact of European legislation including the Markets in Financial Instruments Directive (MiFID)
With over 35 years of experience advising clients on legal and regulatory matters, my business goals are to:
-
Translate vision and strategy into practical operational performance across organisations
-
Implement strategic regulatory initiatives
-
Communicate compliance objectives
-
Provide feedback to senior management
CONTACT US
24 Harvesters
Jersey Farm
St Albans
Herts. AL4 9QU
UK
Tel: +44 (0) 1727 859 434
Mobile: +44 (0) 7802 865 326
- E-commerce and FinTech regulatory matters
- Post-Brexit changes to UK Law and Regulation